Royal Alliance Recruits 50-Rep, $1.4B Group
Savage & Associates, which has offices in Ohio and California, is the latest organization to affiliate with the independent broker-dealer.
The 2013 Broker-Dealer Reference Guide
Raging bulls, skyrocketing energy production, baby boomer retirement—for such a seemingly volatile industry, in the past year, surprisingly little has changed.
5 Indie BDs Ordered to Pay $9.6M for Nontraded REIT Violations
Massachusetts Securities Regulator William Galvin ordered five IBDs to pay $8.6 million in restitution to investors and fined them a total of $975,000 for improper sales of nontraded REITs.
BDs Share Latest FA
In early April, Baird said it recruited a team of seven employee advisors with about $770 million in client assets from Wells Fargo in Houston, while Royal Alliance announced that it added two independent teams in Chicago and Salt Lake City with combined assets of more than $400 million and...
Recruiting Roundup: Baird Grabs Wells FAs, UBS Branch Manager; Royal Adds 2 Indie Groups
The new Baird group has about $770 million in client assets, and the new Royal Alliance-affiliated reps have more than $400 million.
Advisors Giving Back: Holiday Slideshow, Part I
In our latest slideshow, we pay homage to advisors and their partners who share of their time and talents with their local, national and global community.
AIG’s Advisor Group Wraps Up Woodbury Purchase
The combined IBD will have roughly 6,000 advisors with some $125 billion in assets.
Hall of Fame Winners to Date
The full listing of Research Hall of Fame winners.
Top 10 RIA-Friendly Indie BDs
Investment Advisor magazine’s 2012 BD Reference Guide helps sort and rank IBDs in five major categories, with AdvisorOne here highlighting 10 by their accommodation to RIAs.
Top 10 Independent BDs by Annual Revenue
Investment Advisor magazine’s 2012 BD Reference Guide helps sort and rank IBDs in five major categories, with AdvisorOne here highlighting 10 by annual revenue.