The Institute’s Fiduciary Best Practices: What’s Missing?
Practices proposed by the Institute for the Fiduciary Standard are a great start, but can employee brokers really be expected to be fiduciaries for clients?
Knut Rostad, Fiduciary’s Long-Term Leader: The 2014 IA 25 Profile
If you want to know about the fiduciary standard, Knut Rostad’s your guy.
Piling On Goldman While Obscuring the Big Truth
What's been almost entirely missing from the frenzy is a discussion of why Goldman Sachs, according to Greg Smith, was not violating federal regulations.
SEC Fiduciary Report Is a ‘Bold Blueprint’
In SEC rule-making to come, a call to adhere to the Advisers Act standard, as confirmed by the Supreme Court