LPL, Baird Stage Major Volunteer Projects
Raymond James plans a large community-focused effort for August.
LPL, Wells’ FiNet Tap New Execs
LPL FINANCIAL SAID IN EARLY JUNE THAT Dan Arnold, currently head of strategy for the largest independent broker-dealer, had been named chief financial officer of the company, the latest step in a management reorganization that has played out over the last few months.
LPL Names Strategy Chief Dan Arnold to Succeed Moore as CFO
Dan Arnold, former head of Uvest, will take over from Robert Moore, now president and COO of the largest independent BD.
LPL Profits Fall but Sales Rise, as Secondary Offering Is Announced
Its two private-equity investors are selling a combined 14% stake in the independent broker-dealer.
LPL Reshuffles Executive Team
LPL CEO Mark Casady says the moves, and the launch of a new unit, are intended to capture “dynamic growth opportunities.”
LPL Restructures Debt, Will Start Paying Dividends
CFO Robert Moore says restructuring reflects strength of balance sheet and will provide ‘financial flexibility’ but doesn’t ‘signal we are now in acquisition mode.’
New Hire Roundup: Bowen Is Acting Chair at SIPC; Pologe Goes to Genworth
This week in new hires, Genworth welcomed David Pologe and David Ford joined Securities America.
LPL Financial Names Joan Khoury Chief Marketing Officer
Former Merrill, Wachovia, BONY marketing veteran to head up largest independent broker-dealer’s marketing efforts.
LPL’s Moore Says BD Is a ‘Positive Attractor’ for Advisors: Q4 Earnings
Robert Moore, CFO of the largest IBD, tells AdvisorOne flat Q4 is due to market volatility.
Q4 Earnings: LPL Boosts Results, but Misses Estimates
The independent broker-dealer ends the year with nearly 12,850 advisors, a jump over 3% from the year-ago period, and strong growth in its RIA custodial assets.