TD Ameritrade’s Schweiss Named Fiduciary of the Year
Past winners include David Tittsworth, W. Scott Simon, Ron Rhoades and Eugene Maloney.
Mariner Acquires RIA Vantage Investment Advisors
Mariner Wealth Advisors expands its Northeast presence with acquisition of Pennsylvania-based RIA firm Vantage Investment Advisors.
Mariner Holdings Launches Mariner Retirement Advisors
The new firm is focused on providing 401(k) advisory services to plan sponsors throughout the country.
New Hire Roundup: SEC Names Schnurr Chief Accountant
In another personnel move, Nancy Rimington joined GW&K Investment Management.
New Hire Roundup: Charlson to Head Morningstar Alternative Funds Research
Meanwhile, the American Benefits Council names new board members and officers, and CFPB adds experts to senior posts.
John Hancock Changes 401(k) Plan Pricing
John Hancock is changing the pricing on its 401(k) plans to help sponsors address issues of fairness in allocating plan expenses across all participants.
Schwab Rolls Out All-ETF 401(k) Plan
The news comes one week after TD Ameritrade launches program to help its RIAs expand into the retirement plan business.
DOL’s Secret Fiduciary Fix Offers BDs Big Opportunity
A little-known DOL exemption for computer modeling confers a marketing advantage for IRA rollovers, says Lou Harvey of market research firm Dalbar.
At ASPPA, TD Ameritrade Shows Focus on Retirement Space
At ASPPA 401(k) Summit, TDAI looks to partner with advisors entering qualified plan business: The 'right place, right time' for advisors to get into the business.
DFA Shows New Focus on Retirement Planning at Chicago Conference
Fund company rolls out ‘Managed DC’ product for U.S. market, following Bill Bradley speech on U.S. retirement challenges.