Investing for a Lifetime With Life-Cycle Investing
A decade ago, Paula H. Hogan had one of those incredible a-ha moments. It was profound, with deep implications for the advisor’s business—perhaps even for the entire financial services industry.
2013 SMA Managers of the Year Nominees: Fixed Income
The nominees in this category—from GW&K and Tom Johnson Investment Management—have found long-term, consistent success in intermediate and enhanced fixed-income strategies.
Pyxis Capital: ‘Shift From High Yield to Floating Rate’
High yield isn’t what it used to be.
Managed Futures, Managed Risk
There are plenty of reasons to not like risk these days: the condition of the global economy, for instance, and Europe’s sovereign saga.
Yes, Closed-End Fund Yields Are High, but There’s a Catch
"Not all yields are created equal," warns S&P Capital IQ’s Alec Young.
In FSI Testimony Before Congress on SRO, a Call for a Level Regulatory Field
In voicing support for HR 4624, FSI believes an advisor SRO will close an unacceptable regulatory gap that leaves investors exposed to potential fraud and abuse at the hands of unscrupulous investment advisors.
The ETF Witch Hunt
What are the reasons and causes behind the “Flash Crash” on May 6, 2010? Does anybody know? What about the stock market’s latest tendency to convulse? People still want answers because nothing they’ve heard up until now is satisfying. As a result, some of them have resorted to good old-fashioned...
SEC’s Rominger: Agency Studying Mutual Fund Shareholder Reports, Financial Literacy
The SEC's study on financial literacy will help SEC in rulemaking on point of sale disclosures of an investment product or service, Rominger says