ETF Gurus Look to MLPs Despite Oil Drop
Bruno del Ama of Global X and Michael Iachini of Charles Schwab explore alternative income-producing ETF strategies, particularly MLPs.
Dwyer to Move to AR Global in Apollo-RCAP Deal
The former LPL executive will continue to lead the wholesale distribution unit that RCAP sold to Apollo.
Two Reasons to Rethink Real Estate Investing
It remains axiomatic that the supply of tradable real estate is fixed, and it has key traits that attract alternative investment managers.
Most Advisors See Little Effect From New Fiduciary Rules, Survey Finds
But, expert asks, do reps really understand what they will need to do to fully monitor and manage investment suitability?
‘We’ve Got to Be Close to the Bottom’ on Energy: Cushing Founder
With low energy-equity prices and robust yields, investors should consider "gradually" getting back into the sector, says Cushing founder Jerry Swank.
LPL CEO Addresses Firm’s Compliance Woes
The firm “is close to being done” resolving several enforcement issues it has faced over the last few years, CEO Mark Casady said.
Top Portfolio Products: Hancock, Russell Add New Funds
Plus, T. Rowe Price closes health-sciences fund to new investors.
LPL Names Wright to New CTO Slot
The new IBD executive reports to Chief Information Officer Victor Fetter.
LPL to Pay $12M FINRA Fine for Failing to Supervise Sales
FINRA censured and fined LPL for broad supervisory failures involving sales of nontraditional ETFs, VA contracts and nontraded REITs.
BDs Fall Short on Protecting Seniors: SEC, FINRA
Report finds some BDs are recommending unsuitable products to seniors and could be violating FINRA’s communications rules.