5 IBDs That Changed the Game
What makes these independent broker-dealers “important?” They break new ground, making IBDs an increasingly viable alternative for advisors.
Raymond James Retires Morgan Keegan Brand, as Tech Transition Ends
Raymond James said Tuesday it had wrapped up the conversion of Morgan Keegan operations and clients into Raymond James’ technology systems.
RJ Adds Sales, Shifts Grid
Raymond James Financial reported net revenues of $1.1 billion for the period ending Dec. 31, 2012.
Top 10 Wealth Management Trends for 2013
Every year brings its own challenges, but 2013 is likely to be an exceptionally dynamic year for wealth managers, the Aite Group predicts.
Raymond James Boosts Sales, Income; Tops Estimates
The independent broker-dealer improves results from the prior quarter and last year, though its headcount falls from September.
SEC to Take Another Step Toward Fiduciary Rule
The SEC plans to issue a “concept release,” which will also likely include a request for information, in the first quarter regarding its rule to put brokers under a fiduciary mandate, Ken Bentsen of SIFMA said Wednesday.
SIFMA CEO Tim Ryan Leaves for JPMorgan
Tim Ryan, SIFMA president and CEO, resigned Tuesday after being named global head of regulatory policy and strategy at JPMorgan Chase.
RJ Grabs $800K Ex-Morgan Stanley FA in West Virginia
The advisor has been in the business since 1978 and has about $215 million in client assets
Raymond James Posts Mixed October Results; Keegan Deal Hikes Production
Fees and commissions drop slightly in October from the prior month, but rise year over year thanks to the Morgan Keegan deal and other factors
2012 Advisor Hall of Fame
Welcome to Research magazine’s Advisor Hall of Fame, now in its 22nd year.