Raymond James Tops Estimates on Strong Sales in Early ’13
Net income for the quarter ending March 30, though, dropped from the prior quarter.
Raymond James Execs on IT: ‘Can’t Slow Down’
Top technology execs share latest successes at the independent broker-dealer’s annual conference in Dallas.
Raymond James-Morgan Keegan Fully Integrated
Raymond James said in early March it had wrapped up the conversion of Morgan Keegan operations and clients into Raymond James’ technology systems, and the Morgan Keegan brand had been retired.
Former Morgan Keegan Fund Directors Settle With SEC
The Regions Morgan Keegan Funds were charged by the SEC with overstating the value of their securities as the housing market was collapsing in 2007.
5 IBDs That Changed the Game
What makes these independent broker-dealers “important?” They break new ground, making IBDs an increasingly viable alternative for advisors.
Raymond James Retires Morgan Keegan Brand, as Tech Transition Ends
Raymond James said Tuesday it had wrapped up the conversion of Morgan Keegan operations and clients into Raymond James’ technology systems.
RJ Adds Sales, Shifts Grid
Raymond James Financial reported net revenues of $1.1 billion for the period ending Dec. 31, 2012.
Top 10 Wealth Management Trends for 2013
Every year brings its own challenges, but 2013 is likely to be an exceptionally dynamic year for wealth managers, the Aite Group predicts.
Raymond James Boosts Sales, Income; Tops Estimates
The independent broker-dealer improves results from the prior quarter and last year, though its headcount falls from September.
SEC to Take Another Step Toward Fiduciary Rule
The SEC plans to issue a “concept release,” which will also likely include a request for information, in the first quarter regarding its rule to put brokers under a fiduciary mandate, Ken Bentsen of SIFMA said Wednesday.