Breakaway Brokers Move to Focus, Raymond James, Others
In addition to ex-wirehouse advisors, independent broker-dealers, RIAs and wealth management firms are expanding with "tuck-in" deals.
In Surprise, Helck to Retire From Raymond James
The head of private client operations and former SIFMA chairman will step down in February after 25 years with the firm.
Raymond James, LPL Recruit Teams With $150M
The IBDs each add two affiliated reps — Raymond James in North Carolina and LPL in Georgia.
Advisors Move to Raymond James, Securities America, Wells Fargo
Raymond James adds a $1.6 million group from Wells Fargo; Securities America welcomes back a $2 million producer.
Merrill Grabs 3 Reps as Raymond James, LPL Each Add 2 Advisors
Meanwhile, Baird picks up a veteran financial advisor in Denver, who previously was with Charles Schwab.
Hall of Fame Winners to Date
The full listing of Research Hall of Fame Winners through 2013.
Raymond James Grabs 3 Reps From Rivals
The new advisors join different channels with a total of $1 billion in assets and more than $2 million in yearly fees and commissions.
New Hire Roundup: FSI Names Valerie Brown, Others to Key Posts
Execs of Cetera, Raymond James, Cambridge and First Allied will take key roles at FSI. Meanwhile, a Vanguard fund manager resigns.
$900M UBS Group Moves to Dynasty; LPL Team Jumps to Raymond James
The New York-based team going independent includes four former wirehouse advisors, while the LPL group has three reps at $310 million in assets.
Raymond James CEO: ‘Our Focus Is Not on Acquisitions’
The broker-dealer's conservative approach extends to the growing RIA channel as well, Paul Reilly says at women's symposium.