Raymond James Execs on IT: ‘Can’t Slow Down’
Top technology execs share latest successes at the independent broker-dealer’s annual conference in Dallas.
New Hire Roundup: Caiazzo Chairs SIFMA’s Clearing Firms Committee
Christian Sulger-Büel became managing director of FOX International, and Bill Mitchell was named senior portfolio manager at WHM Capital Advisors.
2012 Advisor Hall of Fame
Welcome to Research magazine’s Advisor Hall of Fame, now in its 22nd year.
Hall of Fame Winners to Date
The full listing of Research Hall of Fame winners.
SIFMA Elects New Officers to Municipal Securities Division
Stratford Shields of Morgan Stanley & Co. will serve as division chair, and Frank Fairman of Piper Jaffray & Co. and David Stephens of Bank of America Merrill Lynch & Co. will serve as vice chairs.
From Wirehouse Brokers to Mom, ChartLabPro Brings Stock-Picking Online
ChartLabPro.com's mission is to provide an easy-to-use platform that won’t intimidate investors, no matter what their level of experience.
Mergers: A Tech Nightmare for Advisors
No one presumes that technology integration between big financial services firms will be headache-free, but such unions can unleash tech fiascoes. At stake: advisor productivity and morale.
Prudential Team With $450M Moves to LPL
The group brings with it six advisors and plans to hire another 15 in the near future.
Recruiting Activity Gathering Steam As FAs Embrace Wide Range of Options
Many brokers continued to move between the wirehouses in the late summer and early fall.
4 Merrill Teams Go Indie With More Than $1B
The breakaway brokers join HighTower and Dynasty Financial in the West.