IRI Elects LPL’s Moore Board Chairman
New IRI Board members include Larry Roth of Cetera, Erica McGinnis of AIG Advisor Group and George Riedel of USIS.
Roth on New Role at Realty Cap: ‘All About Opportunity’
The former head of AIG's Advisor Group says RCS is looking to build "a full-scale financial services model in the alternatives space."
Larry Roth Leaves Advisor Group to Run REIT Firm
Roth to become CEO of wholesaler arm of Nicholas Schorsch’s RCS Capital; Peter Harbeck is named interim president of Advisor Group.
The Weakest Link
While it’s hardly news that businesses are exposed to reputation and liability risk through suppliers, the factory collapse in Bangladesh in April has upped the ante considerably.
Top Portfolio Products: DoubleLine Launches First Equities Mutual Fund
Other new products introduced over the last week include two new funds from Aberdeen Asset Management and a new fund from Brown Brothers Harriman.
Fix the Conference Exhibit Hall - Part One
Exhibitors that don't feel relevant, poor salesmen, and especially the few bad apples make the experience uncomfortable. Here are some suggestions on how to improve the experience for all.
2012 Fiduciary Findings Pt. 2: How Advisors Feel About Effects of Fiduciary Standard
The second annual AdvisorOne-fi360 survey gauging advisors' attitudes on the fiduciary standard found that many respondents would welcome a DOL-like fiduciary standard on retirement accounts.
The Gurus Speak
What's the biggest challenge for independent financial advisors? Is it staying compliant, finding and motivating employees, smartly using technology, or transitioning a practice? While all...