New Hire Roundup: Beale, Kayajanian Join Security Benefit; DOL Picks New ERISA Council Members
This week in new hires, Security Benefit welcomed George Beale and Jeffrey Kayajanian, CapWealth named Phoebe Venable president and COO, and the DOL named five new ERISA Advisory Council members.
New Hire Roundup: Aberdeen Adds NYC Office
This week in new hires, MFS Investment Management welcomed Philip Stewart and promoted David Bryant; Leslie Voth was named CEO at Pitcairn; and Michael Millman joined U.S. Bank’s Private Client Reserve in San Francisco.
New Hire Roundup: TD Ameritrade Institutional Adds Dario
Also this week in new hires, Joseph Nader joined Wescott Financial Advisory Group; Will Proctor went to a new spot at Neuberger Berman; and more.
Commonwealth Adds Investment Policy Statement Software From IPS AdvisorPro
Broker-dealer makes IPS software from Norm Boone and Linda Lubitz Boone's company available to its reps at a discount.
Portfolio Fix: MLPs and Positive Returns
Savvy financial advisors know that these days of high market volatility and low interest rates demand strategic thinking to help clients reap fruitful investment returns.
New Hire Roundup: Atlanta Capital Group Adds Two
This week in new hires, Atlanta Capital Group welcomed David McInnis and Richart Artzi; Jennifer Mitchell joined Tiedemann Wealth Management; and Wally Head went to Gresham.
Baird Grabs 12 From Morgan, Wells Fargo, Schwab
Baird on Tuesday announced the hiring of 12 advisors from Morgan Stanley, Wells Fargo and Schwab with about $1.8 billion in combined AUM and about $10.4 million in yearly fees and commissions.
Baird Grabs MSSB Branch Manager in Maine
The former Morgan Stanley branch manager oversaw 50 reps and $4 billion in assets.
Dynasty Financial Continues to Expand With Break-Away AIF
Dynasty Financial Partners announced that UBS Wealth Services’ Samuel Kiefer has left UBS to join independent advisory RPg, a member of the Dynasty network of indie advisors.
Wirehouse Firms Report Third Quarter '09 Results
Over the past 12 months, the broker-dealer field has been in a tremendous state of transition. Now after a string of significant mergers and...