New Hire Roundup: Ken Fisher Is Not Retiring—Yet
Reports of Fisher’s imminent retirement were exaggerated. Meanwhile, asset management firm TCW Group announced that Heather Conforto Beatty joined as SVP.
Morgan Stanley CFO to Leave for Google
Ruth Porat will take the same position at Google and will be one of the few female top executives in Silicon Valley.
Morgan Stanley Reworks Leadership of Wealth Unit
The moves, including the promotions of two female execs, come after Doug Ketterer's retirement.
Merrill Lands $1.4B Ex-Morgan Stanley Team, Advisor
Meanwhile, LPL-affiliated Stratos Wealth recruits a former Morgan Stanley team and an ex-Wells Fargo rep.
FINRA Enforcement: Goldman Fined $800,000 for Trade-Through Failures
In other actions, Morgan Stanley was fined $100,000 on private wealth management failures.
Strauss-Kahn Trots Globe for New $2B Global Hedge Fund
The former IMF Chief, Dominique Strauss-Kahn, seeks $2 billion for a new global macro hedge fund.
2013 Advisor Hall of Fame
Now in its 23rd year, our eagerly awaited benchmark of industry excellence.
Morgan Stanley, Raymond James Name Regional Heads
Meanwhile, Merrill Lynch and Wells Fargo’s independent-advisor unit share their latest recruiting news
CIBC Buys Atlantic Trust Private Wealth Management
CIBC said it would acquire Atlantic Trust for $210 million in an all-cash deal.
New Hire Roundup: U.S. Bank Wealth Management Welcomes Mook
This week in new hires, David Mook joined U.S. Bank Wealth Management, and Sterne Agee welcomed Robert Mohs to its Chicago office.