New Hire Roundup: Westport Resources Promotes DeLaura
This week in new hires, Westport Resources promoted Christopher DeLaura and added Ashley Schexnaildre, and Susan Axelrod was promoted and Jonathan Sokobin was added by FINRA.
FA Satisfaction as Measured by J. D. Power
Satisfaction among independent advisors made a nice improvement over the past year, while that of employee advisors declined slightly, according to the latest J.D. Power and Associates 2013 U.S. Financial Advisor Satisfaction Study.
J.D. Power & Advisor Satisfaction: Behind the Numbers
While the results reflect a small number of advisors, they point to important trends that BDs ignore at their own peril, experts say.
New Hire Roundup: Collins Named as TDAI’s Head of Advisor Transitions
Also this week in new hires, John Mastal joined Convergent Wealth, and E. Thomas Johnson Jr. went to Retirement Clearinghouse.
New Hire Roundup: Peluso Named President of First Clearing; Dyke Moves Up at American College
This week in new hires, Wells Fargo Advisors named John Peluso the new president of First Clearing and The American College named Barry James Dyke to the advisory board of the New Northwestern Mutual Granum Center for Financial Security.
New Hire Roundup: TD Ameritrade Institutional Welcomes Gaze
This week in new hires, Christine Gaze joined TD Ameritrade Institutional, Robert Bernstein went to Windham Capital and Raymond James confirmed the appointment of John Carson as president of its board.
Raymond James Recruits $2.7 Million Advisor Team
Raymond James added a $2.7 million team to its ranks, the broker-dealer announced Tuesday.
Raymond James Upbeat on Morgan Keegan Retention After Visits
The company also says it's raised nearly $360 million for the deal through a recent public offering.
New Hire Roundup: Dowling & Yahnke Advance 4; Key Private Bank Launches Delaware Trust
Among the hiring action this week: Dowling & Yahnke announced four promotions; Key Private Bank launched a Delaware trust company; Patrick Goshtigian joined EP Wealth Advisors; Jane Bachmann and Eugene Miller went to Citi Private Bank.
The independent advisory business is a people business.