In Surprise, Helck to Retire From Raymond James
The head of private client operations and former SIFMA chairman will step down in February after 25 years with the firm.
New Hire Roundup: American Century Names New Co-CIOs
Meanwhile, Nicholas Lance joined OneAmerica, and Sebastian Gomez Abero was tapped to lead the SEC Office of Small Business Policy.
13 Best & Worst Broker-Dealers: Q3 Earnings, 2013
Some of the largest companies turn in unexpectedly weak results, with one BD reporting its first loss under its star CEO.
Raymond James Grabs 3 Reps From Rivals
The new advisors join different channels with a total of $1 billion in assets and more than $2 million in yearly fees and commissions.
Raymond James Tops Estimates as Profits Grow 40%
The firms says its operations are being helped by improved efficiency, especially in the IT area.
Not Enough Women in the Industry: Raymond James Execs
Leaders outline some short-term steps the firm is taking to raise its long-term number of female reps.
Raymond James Taps Morgan Stanley Manager for San Diego Post
The broker-dealer hires the wirehouse veteran to boost its employee advisor channel in Southern California and also releases August performance figures.
Wells Adds 5 Advisors, Nearly $1B in Assets From Rivals
In addition, Securities America adds an advisor with $137 million in assets from Financial Telesis.
13 Best & Worst Broker-Dealers: Q2 Earnings, 2013
Some large organizations kept up their momentum, while smaller BDs showed both weaker than expected and surprisingly strong results.
Raymond James Sees 34% Jump in July AUM
Meanwhile, Charles Schwab reports $8.8 billion in net new assets for the month.