Raymond James Posts Strong Quarterly Results
Advisor fees and commissions jump 10% from last year and 6% from the prior quarter, though its number of reps stays flat.
In Surprise, Helck to Retire From Raymond James
The head of private client operations and former SIFMA chairman will step down in February after 25 years with the firm.
New Hire Roundup: American Century Names New Co-CIOs
Meanwhile, Nicholas Lance joined OneAmerica, and Sebastian Gomez Abero was tapped to lead the SEC Office of Small Business Policy.
13 Best & Worst Broker-Dealers: Q3 Earnings, 2013
Some of the largest companies turn in unexpectedly weak results, with one BD reporting its first loss under its star CEO.
Raymond James Grabs 3 Reps From Rivals
The new advisors join different channels with a total of $1 billion in assets and more than $2 million in yearly fees and commissions.
Raymond James Tops Estimates as Profits Grow 40%
The firms says its operations are being helped by improved efficiency, especially in the IT area.
Not Enough Women in the Industry: Raymond James Execs
Leaders outline some short-term steps the firm is taking to raise its long-term number of female reps.
Raymond James Taps Morgan Stanley Manager for San Diego Post
The broker-dealer hires the wirehouse veteran to boost its employee advisor channel in Southern California and also releases August performance figures.
Wells Adds 5 Advisors, Nearly $1B in Assets From Rivals
In addition, Securities America adds an advisor with $137 million in assets from Financial Telesis.
13 Best & Worst Broker-Dealers: Q2 Earnings, 2013
Some large organizations kept up their momentum, while smaller BDs showed both weaker than expected and surprisingly strong results.