New Hire Roundup: OppenheimerFunds Makes 3 Senior Hires
The PCAOB announced its new chief hearing officer, and Capstone Financial Group has hired Steve Lee to spearhead advisor recruitment and coaching.
Top Portfolio Products: Retirement Education Program From Commonwealth Financial
Other product launches includes a new IndexIQ ETF, a fund adopted by MainStay and fixed-income analytics from Thomson Reuters and BlackRock.
New Hire Roundup: NAIBD Adds Two to Board; Former RBC Team Goes to JHS
This week in new hires, the National Association of Independent Broker-Dealers made two additions to its board of directors; a wealth management team formerly of RBC moved over to JHS Capital Advisors; and Direxion named a new mid-south senior sales director.
2010 Q4 Earnings: Principal Boosts Results but Misses Estimates
For the full year, the company said its mutual funds had net inflows of $1.6 billion
Principal Tops Estimates on Net-Income Decline
Des Moines, Iowa-based Principal Financial Group (PFG) said Monday that it had operating earnings of $218.9 million for third quarter 2010, or 68 cents...
Required Reading: Five Articles for Advisors in the Know
A look at the latest research from Vanguard, Morningstar and other sources on retirement income, portfolio theory and investing
Principal, Genworth, Hartford Post Robust Earnings
All three insurers report a big turnaround in Q1 over 2009
Principal enters diversified retirement income space
Ok, with so much needed in the retirement income space, we'll bite on Prinicpal Funds' latest announcement. With a one year trak record behind it,...