PPACA spawned dozens of startups
A venture capitalist says the law has created an enormous to build health care companies.
New Hire Roundup: Securities America Promotes 7
Meanwhile, financial data aggregation firm CircleBlack appointed Bill Bartzak and Michael Castellano to its board of directors.
New Hire Roundup: SEC Names Schneider Associate Regional Director for Pacific Northwest
Meanwhile, Advisor Software announced that Erik Jepson has joined as chief customer officer.
New Hire Roundup: Altegris Names Murphy Deputy CIO
Also in new hires, Lindsey and Lindsey adds Christina Lindsey Orta, and former Gov. David Paterson joins IFS Securities.
Crowdfunding Site Guidelines for Charitable Fundraisers
At the SXSW Interactive festival in Austin, Texas, two major crowdfunding players proposed best practices for sites raising money for nonprofits.
SEC, DOL Enforcement: Big Four Accounting Firms Must Disclose China-Related Records
Meanwhile, DOL wins a $10 million settlement in ESOP case and Massachusetts bars an advisor for fraudulent, unethical activities.
OppenheimerFunds Names Picciotto CCO
Mark Vandehey, Oppenheimer’s current CCO, plans to retire after a transition period with Picciotto.
What HNWs Demand of Advisors: Stay Connected, Stay Mobile
High-net-worth clients are driving a “revolution of digital commerce and direct distribution” in wealth management, PricewaterhouseCoopers says.
Women’s Work: Women’s Role in the Industry
The future of the financial services industry, as it seeks to better itself in an ever-changing regulatory landscape, could hinge on a resource that is already present but largely ignored: women.
New Hire Roundup: Gamble Named Managing Director at F-Squared
This week in new hires, F-Squared Investments named Paul Gamble managing director, and Sean Curry and Kimberly Palleon moved up at BMO Global Asset Management.