Broker-Dealers Adjust Leadership Ranks
Commonwealth Names Hunter President, COO; Adds Affiliation Models
Former president Peter Wheeler is now vice chairman of the independent broker-dealer, which has about 1,450 advisors.
IA Interview: Changing of the Guard, Sort Of
At the recent Financial Services Institute conference in San Antonio in January, an experienced executive from a Massachusetts-based broker/dealer suggested that the CEO of his...
Commonwealth Aims for Controlled Growth
(Phoenix) Commonwealth Financial Network wants to maintain its identity despite some serious expansion, say executives attending the broker-dealer's recent national conference, held Oct. 26-30 at...
Welcome to the Family
Becoming a wealth manager. It's an issue that more and more independent advisors are grappling with these days as industry consultants continue to warn them...
Twenty-five years ago, Investment Advisor was founded. Fifteen years ago, IA ran its premiere directory of independent broker/dealers. Much has changed over that time, and...