Envestnet Brings Holistic Wealth Management Platform to Symetra
Envestnet co-founder Jim Lumberg says the ability to see held-away client assets is a business-building opportunity for advisors.
SEC Creates Deputy CIO Position to Spur Modernization
In her new role as deputy director, Pamela Dyson will coordinate closely with the agency’s divisions and offices to maintain an innovative, secure and efficient technology infrastructure, the SEC says.
While Bachus Pushes Advisor SRO Bill, Sen. Johnson Isn't Quite Ready
Bachus has warmed up to more SEC funding because he sees that it would help the SEC with its oversight of any advisor SRO.