New U.S. Trust Program Helps Clients Avert Online Risks
The firm has expanded its program to help clients and their children or heirs protect their digital assets, online reputation, privacy and security.
BDs Beware: Social Media Privacy Laws May Conflict With FINRA Rules
“Legislation that limits access to social media information may pose significant challenges for a large number of broker-dealers,” lawyers from Sutherland Asbill & Brennan wrote in a Law360 article.
TD Ameritrade Taps Morgan Stanley Exec for Training Post
Former-Merrill Lynch advisor Christine Gaze will be a director of practice management for affiliated RIAs.