Is Consolidation Finally Here?
In what could be further evidence of consolidation in the independent broker/dealer space--or of the enhanced value that winning Investment Advisor's Broker/Dealer of the Year...
You're the Tops—2008 Broker-Dealers of the Year
In this, the 18th year that Investment Advisor readers have chosen Broker/Dealers of the Year, it's not easy to be any kind of broker/dealer. On...
Broker/Dealer of the Year, Division I
Harbour Investments Founder, CEO, and President Nick Sondel A rep speaks: Harbour not only has a great payout plan, but they are extremely responsive to our needs....
Investment Advisor Announces 2008 Broker/Dealers of the Year
For the 18th straight year, readers of Investment Advisor have confirmed the value of excellence in the business of providing advice by choosing Broker/Dealers of the Year in balloting at www.investmentadvisor.com earlier this summer.
Since the leaders of the Investment Advisor Broker/Dealers of the Year last met with the IA editorial team for an intense roundtable, in August 2007,...
From a Small B/D, Regulatory and Risk Concerns
Broker/Dealer Advisory Board member Nick Sondel, president and CEO of Harbour Investments, in Madison, Wisconsin, and Broker/Dealer of the Year winner in Division I (up...
Around the Table
It's no surprise that regulation remains the greatest challenge for leaders of the 2007 Investment Advisor Broker/Dealers of the Year, flanked by recruiting, transitioning to...
Leading the Way
The representatives of independent broker/dealers are fiercely independent people who utterly reject the drawbacks (and benefits) of the wirehouse employee broker model. As independent reps,...
A Great Business to Be In
If there was an overriding theme voiced by the leaders of the 2007 Broker/Dealers of the Year in an editorial roundtable discussion in Chicago on...