Is Consolidation Finally Here?
In what could be further evidence of consolidation in the independent broker/dealer space--or of the enhanced value that winning Investment Advisor's Broker/Dealer of the Year...
Broker/Dealer of the Year, Division I
Harbour Investments Founder, CEO, and President Nick Sondel A rep speaks: Harbour not only has a great payout plan, but they are extremely responsive to our needs....
You're the Tops—2008 Broker-Dealers of the Year
In this, the 18th year that Investment Advisor readers have chosen Broker/Dealers of the Year, it's not easy to be any kind of broker/dealer. On...
Investment Advisor Announces 2008 Broker/Dealers of the Year
For the 18th straight year, readers of Investment Advisor have confirmed the value of excellence in the business of providing advice by choosing Broker/Dealers of the Year in balloting at www.investmentadvisor.com earlier this summer.
From a Small B/D, Regulatory and Risk Concerns
Broker/Dealer Advisory Board member Nick Sondel, president and CEO of Harbour Investments, in Madison, Wisconsin, and Broker/Dealer of the Year winner in Division I (up...
Since the leaders of the Investment Advisor Broker/Dealers of the Year last met with the IA editorial team for an intense roundtable, in August 2007,...
Around the Table
It's no surprise that regulation remains the greatest challenge for leaders of the 2007 Investment Advisor Broker/Dealers of the Year, flanked by recruiting, transitioning to...
Leading the Way
The representatives of independent broker/dealers are fiercely independent people who utterly reject the drawbacks (and benefits) of the wirehouse employee broker model. As independent reps,...
A Great Business to Be In
If there was an overriding theme voiced by the leaders of the 2007 Broker/Dealers of the Year in an editorial roundtable discussion in Chicago on...