Investment Advisor’s 2012 Broker-Dealers of the Year—Barry Knight: Video
Editor-in-Chief John Sullivan talks to the president and CEO of NEXT Financial Group and Division III winner of the 2012 Broker-Dealers of the Year about his firm’s culture and whether the succession planning message is sinking in.
To Serve and Protect: The 2012 Broker-Dealers of the Year
The winners of Investment Advisor's 22nd annual Broker-Dealers of the Year share the best practices that got them to the top.
FSI Adds 2,500 Advisor Members
FSI announced Tuesday that NEXT Financial Group, Transamerica Financial Advisors. and The Strategic Financial Alliance have joined as members, collectively adding 2,500 new independent advisor members to FSI.
10 Questions for: Dan McCabe, CEO, Next Investments
Are active ETFs more hype than help? What part should ETFs play in the boomer portfolio? Are we nearing an ETF bust? We ask these...
Year in and year out, most voting reps give their individual B/Ds high marks. Following is the list of firms that garnered first, second, and...
Broker/Dealer of the Year, Division III
NEXT Financial Group President Barry Knight A rep speaks: Having come from a career agency, the limitations I experienced and the pressure to present the home office's...
Is it time to re-evaluate your broker/dealer relationship?
An increasing number of broker/dealer options means more choice for some, and more confusion for others. When is it time to re-evaluate your broker/dealer partnership,...
News & Products
The SEC issued a Request for Proposals (RFP) due August 24 for phase one of a major study of how regulators' rules for investment professionals...
NEXT Financial's Auld Has Big Plans
NEXT Financial Group has doubled its size every two years since 1999 and expects to continue its aggressive growth pattern in the near future. Its...
Why Some B/Ds Fear Reform
The mutual fund scandal seems likely to usher in regulatory reform that goes beyond the late traders and market timers, beyond the hedge funds and...