Broadridge to Buy NewRiver, an Electronic Prospectus Pioneer
Broadridge Financial Solutions, Inc. announced that it has signed an agreement to acquire NewRiver, Inc., a leader in electronic investor disclosure solutions, for approximately $77 million.
Assessing the 529 College Plan Market: Retirement Plan Advisor, September 2009
As Congress and Treasury zero in on 529 plans advisor interest is expected to grow.
According to an analysis of Federal Reserve data published recently by the Employee Benefit Research Institute (EBRI), median asset levels in defined contribution (401(k) and...
Fund Firms Get Ahead of Summary Prospectus Deadline
SEC likely to request variable annuity summary prospectus soon
Mining Prospectus Data
As the SEC moves ahead with its plans for a summary prospectus for mutual funds, retirement plan providers, too, are under pressure to meet their...
Shorter Prospectuses May Be Coming
The SEC will announce a proposal as the first agenda item at its open meeting on Nov. 15 that would allow mutual fund companies to provide a "short-form" prospectus of as little as two pages to potential investors. The Commission's intent is to "improve mutual fund disclosure" by having companies...