National Financial’s Mirchandani on Fidelity’s Strategy, Advisor Challenges
Two years after being named to run second-largest clearing firm for IBDs, Mirchandani discusses challenges posed by risk-shy investors and an aging advisor workforce.
Fidelity Announces Upgrades for National Financial’s StreetScape
Sanjiv Mirchandani, president of National Financial, said upgrades being rolled out during 2011 include redesign, trading and account management enhancements.
Fidelity Sees Big Uptick in Brokers Moving to Independence
Fidelity Investments helped some 95 individual brokers and teams, with nearly $7 billion in assets under management, transition to independence in the first half of 2010, the firm announced Wednesday, July 28.
Fidelity Says Investors Stuck by Their Advisors After Market Bottom
Investors remained loyal to their advisors and brokers after the financial crisis bottomed out in March 2009, according to the 2010 Fidelity and National Financial survey released by Fidelity Investments on Tuesday, June 15.
Fidelity Says Investors Stuck by Their Advisors after Market Bottom
Advisors expect higher taxes and regulations to change their way of doing business.
Catching Up With...
On March 15, Fidelity Investments announced the creation of a new "client experience" organization designed to meet the evolving demands of Fidelity's advisor clients across...
Fidelity Rolls Out New Service Model for Affiliated Advisors and B/D Reps
Centralized client service organization aimed at independent advisors, B/Ds, family offices, and traders
Fidelity RIA, Broker/Dealer Groups Name New Leaders for RM, Investing
New roles for Dell'Orfano, Fiske, and Masiello
Roth Conversion: Fidelity Shares a Tool
Developed by SunGard, the online Roth IRA conversion calculator can be used by broker/dealer clients of National Financial.
Millionaires Say 2008 Not So Bad
The high-net-worth feel pretty good about their advisors, reporting that they not only helped limit their investment losses in 2008, but by communicating with them...