Advisor M&As to Make Comeback in ’14: Tiburon
While deals in the RIA space slowed dramatically in 2013, many factors are driving a turnaround this year.
Top 10 Wealth Management Trends for 2013
Every year brings its own challenges, but 2013 is likely to be an exceptionally dynamic year for wealth managers, the Aite Group predicts.
Palaveev Forms Team-Based Consulting Firm for Advisors
The Ensemble Practice will focus on what Philip Palaveev says are the building blocks of the “future of the industry”—small ensemble practices looking to build businesses.
New Hire Roundup: Feldman Named Gold Bullion CEO
This week in new hires, Steven Feldman was named CEO and Eric Schwartz was made chairman of the board at Gold Bullion International, and United Capital brought in three new management team members.
Six-Word Strategy: Catching Up with Jeff Montgomery
Just so we’re clear, AFAM stands for Al Frank Asset Management.
Broker-Dealer NFP Securities Changes Its Name, Sharpens Its Focus
According to James Poer, over the past two to three years NFP Securities has quietly changed its focus.
Every so often the trade publications feature a rash of articles about the success of roll-up firms focused on consolidating financial advisory practices.
Who's Your Daddy?
Maybe it's just me, but when one of our industry luminaries leaves their well-established position to take on a new job, it piques my curiosity....
National Financial Partners named Daniel Young president and COO of NFP Securities, Inc., NFP's broker/dealer. Before joining NFPSI, Young was president and CEO of NYLIFE...
The Art of the Deal
Let's start with an easy one: How would you rate the following deal? An independent advisor is the sole owner of a wealth management practice...