Now Is the Time to Change Firms
While broker-dealers report that 2010 has been a slow year for bringing in new advisors, especially after two booming years for recruitment, now may be the time for advisors who are considering making a move to act.
LPL Financial Upbeat On FA Recruiting in '10
This year, LPL Financial aims to build on its recruiting success in 2009 after "experiencing record levels of recruiting growth," said Bill Morrissey, executive vice...
LPL Holdings Lawsuit: No Change in Pac Life Access, CU Staff
LPL said it bought the three companies from Pacific Life in 2007 for nearly $100 million.
LPL Financial to integrate broker/dealers, break from Pershing platform
LPL Financial Corporation announced Wednesday it will fully integrate advisors from three of its affiliated broker/dealers - Associated Securities Corp., Mutual Service Corporation, and Waterstone...
LPL Shifts 1,700 Reps Onto Its Own Clearing Platform
Moves advisors from three broker/dealers away from Pershing
Advisor Advocate: LPL Financial's Bruton
With advisor interest in the independent model at a historic high, Derek Bruton's appointment as national sales manager for the nation's largest independent broker-dealer network...
Not Slowing Down
As the biggest player in the independent broker/dealer space, LPL Financial would appear in the spotlight often enough for its sheer market share heft and...
Securities and Exchange Commissioner Annette Nazareth announced October 2 her intention to leave the Commission to return to the private sector. With Nazareth's departure, the...
Expanded Clearing Options
Affiliates of Linsco/Private Ledger, (LPL) will have additional choices when it comes to clearing, as LPL will offer a choice of clearing through Pershing or LPL platforms.
LPL's 2008 Plans: Options, Lower Fees & Health Care
LPL put on quite a show at its 30th-annual Boston conference this summer, introducing changes to its bonus plan, a stock option program, health insurance,...