LPL, Cetera Reshuffle Leadership
Independent broker-dealer LPL Financial says Chief Marketing Officer Joan Khoury is leaving the firm and that two executives will step into new roles within its Advisor & Institution Solutions Group. Mimi Bock will become managing director for Client Experience and Training, taking over responsibilities previously handled by Khoury, while Ryan...
Cetera Advisors Names New President
Erinn Ford's appointment comes one week after Valerie Brown left Cetera Financial and Larry Roth was named head of its IBD operations.
Cetera Financial Adding Managers, Re-Grouping FAs
Cetera Financial Group, the former ING Advisors Network, is hiring more executives for its wealth-management team. Alex Kaye, formerly of Wilshire Associates and UBS, is...
Cetera, Former ING Advisor Group, Adds to Exec Team
Cetera Financial Group, the former ING Advisors Network, said Tuesday, September 7, that it hired two more executives for its wealth-management team.
Former ING Advisor Group Adds to Exec Team
As Cetera Financial Group adds managers, including recruiters, it may also shed advisors to focus on high-performing FAs.
Cetera, Former ING Advisor Group, Hires Second Schwab Executive
Cetera Financial Group, formerly ING Advisors Network, said Monday it had hired Mark Palmer as the firm's national sales manager.
Former ING Advisor Group Hires Second Schwab Exec
Cetera Financial Group, formerly ING Advisors Network, said it has hired Mark Palmer as the firm's national sales manager after tapping Barnaby Grist in February.
B/D Briefing: Alignment Time
In late September 2009, Patrick McEvoy changed jobs, moving from the presidency of Multi-Financial Securities, part of the ING broker/dealer network, to become president and...
NEWS & PRODUCTS, OCTOBER 2008
The SEC announced September 11 that it had brought an enforcement action against LPL Financial Corp., saying the largest independent broker/dealer had failed to safeguard...
Reorganization at ING Broker/Dealer Unit
ING Advisors Network announced a reorganization August 13 under which the presidents of its four constituent broker/dealers--Financial Network Investment Corporation, ING Financial Partners, Multi-Financial Securities, and PrimeVest Financial Services--will now report to John Simmers, CEO of ING Advisors Network.