New Hire Roundup: NAPA Announces New President
Also in new hires, Jeffrey Boujoukos was named by SEC as assistant regional director in Philadelphia.
Is 2013 the Year of Actively Managed ETFs?
PIMCO star manager Bill Gross’ bond ETF went from zero to nearly $4 billion in AUM in a matter of months. Will a recent regulatory change add to his competitors?
Fiduciary Duty Concept Release Likely by Summer: Ex-SEC Exec
The SEC may likely issue a concept release this summer regarding putting brokers under a fiduciary mandate, Andrew “Buddy” Donohue, the former director of the SEC’s Division of Investment Management, said Monday.