Raymond James Grabs 3 Reps From Rivals
The new advisors join different channels with a total of $1 billion in assets and more than $2 million in yearly fees and commissions.
Raymond James Tops Estimates as Profits Grow 40%
The firms says its operations are being helped by improved efficiency, especially in the IT area.
Raymond James CEO: ‘Our Focus Is Not on Acquisitions’
The broker-dealer's conservative approach extends to the growing RIA channel as well, Paul Reilly says at women's symposium.
Raymond James Taps Morgan Stanley Manager for San Diego Post
The broker-dealer hires the wirehouse veteran to boost its employee advisor channel in Southern California and also releases August performance figures.
Raymond James Posts 'Modest Improvement' in Private-Client Results
Fees & commissions for its 6,300 reps are up 2% from last quarter and 8% from last year to $615 million.
Wedbush Recruits Ex-Raymond James Rep; LPL Affiliate Adds 5 Advisors
Stratos Wealth attracts advisors with $470 million in assets from Wells Fargo and other firms.
Raymond James Improves Securities Results in May
Fees and commissions rise nearly 9% from April for its more than 6,200 financial advisors.
SEC Enforcement: Morgan Keegan Fund Directors Settle Over Botched Valuations
Also in the SEC's crosshairs recently: A penny-stock promoter nabbed in an undercover FBI sting and two medical insurance execs accused of a Ponzi scheme.
Raymond James, Janney Nab More Wirehouse Reps
There's some debate, however, as to what's driving the latest movement out of the wirehouses and its significance, experts say.
12 Best & Worst Broker-Dealers: Q1 Earnings, 2013
Several large firms are turning around their operations, but others still face performance issues.