SEC Charges 4 for Manipulating Marijuana Company Stocks
The SEC Tuesday charged four promoters for manipulating the securities of several microcap companies, including marijuana-related stocks.
Advisor M&As to Make Comeback in ’14: Tiburon
While deals in the RIA space slowed dramatically in 2013, many factors are driving a turnaround this year.
17 RIAs Sign Succession Deals via Focus Financial
The advisor rollup firm aims for its 27 partners to work together on transitions and continuity planning.
Focus Financial’s Colony Group to Merge With Mintz Levin
Focus Financial Partners announced that partner firm The Colony Group will merge with Mintz Levin Financial Advisors under the Colony name.
The CFP Board announced the appointment of Don Tharpe as interim CEO, replacing the departed Sarah Teslik. He will manage CFP Board's operations while the...