Tibergien: New Advisor Offerings Leverage BNY Mellon’s Heft
In an interview during Pershing's annual Insite conference, the CEO of Pershing's RIA custody unit talks of new offerings, Pershing's global reach and the advisor human capital challenge.
New Hire Roundup: Magner Moves Up at Mercer
This week in new hires, Mercer announced a new position for Liana Magner and NAPFA named three to its board of directors.
Tip of the Iceberg: Email Problem Is Bigger Than LPL
FINRA should lighten up on the accusations and fines, and work with firms to find better solutions to what seems to be a huge—and snowballing—problem.
The 2013 IA 25 Slideshow: CEOs
As the leaders of major firms in the industry, these people could be fairly called the epicenter of influence.
Valerie Brown: The 2013 IA 25 Extended Profile
The CEO and president of Cetera Financial Group said she grew up with a love for numbers and math. Her background in chemical engineering, which she called a “perfect fit” for the financial services industry, didn’t hurt, either.
Oldest Boomers Not Working Till They Drop
More than half of the oldest boomers are now fully retired, mostly because they are ready to stop working, a MetLife Mature Market Institute study found.
A Succession Plan That Started at the Gym
Certain professions and areas of study translate well to financial planning. Who knew personal training was one?
SCF Lures Walnut Street Team of 4 Advisors
The move puts the Fresno-based independent broker-dealer at more than $1 billion in affilated client assets and 140 advisors.
Middle-Age White Guys Need Not Apply: AIG’s Advisor Group Diversifies Recruitment
The traditional image of the wirehouse-trained advisor serving strictly HNW white males is giving way as women challenge assumptions about who the average investor is.
Crossing Paths: The 2013 IA 25
With Investment Advisor's 11th annual list of the most influential individuals in and around the advisor business, we decided to do something different.