Matrix Warns: Brush Up on IRA Business Models Ahead of Fiduciary Rule
Guide gives advisors a heads-up on possible DOL fiduciary rule’s IRA rollover requirements; Matrix expects a reproposal late this year.
Three Steps Advisors Can Take for ERISA Compliance: Matrix Financial
Matrix, a Broadridge Financial Solutions company, released a practice guide at the FSI conference outlining a three-step action plan advisors can take to ensure they’re complying with fiduciary standards under ERISA.
Envestnet to Acquire Prima Capital for $13.7 Million in Cash
Seller Broadridge says Prima is “profitable … but not core.” Prima CEO Gib Watson to run new business unit at Envestnet.