New Hire Roundup: Carasso Joins Senate Finance Committee Staff
Among this week's new hires, Adam Carasso joined the Senate Finance staff, and the IPA welcomed a new chairman and six new board members.
W.P. Carey Hires Mark Goldberg
Mark Goldberg, the veteran independent broker/dealer executive who most recently ran AIG's Royal Alliance B/D, has landed at W.P. Carey as president of Carey Financial,...
Investing in the Advisor
Fraunces' Tavern is so steeped in history, it has a museum attached to it. Founded in 1762, it played an important role in the Revolution...
Royal Alliance Shifts Gears
Much of the industry's future growth, as far as Royal Alliance's Larry Roth is concerned, lies in fee-based business. And Roth, who's been at the...
Goldberg Out at Royal Alliance
R. Lawrence Roth named as replacement
Broker/Dealer Special Report: Branch Managers--Helping Hand
With the forecast for Santa Monica last October 15 showing pleasant skies and a high temperature near 70, the pool at the historic Fairmont Miramar...
Regulators Question 1035 Exchange Sales
SEC and NASD clamp down on VA exchanges considered inappropriate for clients