FSI Endorses FINRA as SRO for Investment Advisors
The association of independent broker-dealers recommended that the SEC choose FINRA as the SRO for RIAs.
Broker/Dealer Briefing News and Products
Dale Brown, CEO of the Financial Services Institute (FSI), testified on June 17 before the U.S. Senate Committee on Health, Education, Labor, and Pensions (HELP),...
Broker/Dealer Briefing: Independent Broker/Dealers Celebrate Earned Credibility
The leadership of the Financial Services Institute (FSI) threw down the gauntlet in front of legislators and regulators at its OneVoice annual meeting in New...
Broker/Dealer Briefing: New Leader for FSI
We caught up with Mari Buechner, CCO and CEO of Coordinated Capital Securities, Inc., of Madison, Wisconsin, after her election as the new chair of...
Independent Broker/Dealers Celebrate Earned Credibility
FSI lays out its agenda, starting with preservation of independent contractor status
Trial by Fire
Mari Buechner has worked for the same company in the same town for more than 20 years. Her career, though, has been anything but routine. Working...