SEC Investment Management Director Champ to Exit
Champ played a key role in the SEC’s money market fund reforms and instituted regular IM Guidance Updates. He will teach at Harvard Law.
Compliance at Financial Services Firms Falls Short
Compliance firm Cipperman finds that firms, especially in the alternatives space, tend not to invest enough in staying compliant.
Hedge Funds May Be Less Risky Than Thought: U.S. Treasury Analysis
Report examined leverage levels, risk modeling and amount of hard-to-value assets in 6,000 hedge fund portfolios.
What Hedge Funds Spend on Compliance
SEC compliance and registration is the second-most costly compliance chore.
Democrats and Hedge Funds
Now that the Democrats have seized both houses of Congress, some hedge fund officials are anticipating tighter controls on the industry. Granted, Republicans, too, heightened...
AIMA, MFA Reaction to SEC Rule Proposal Ranges from Wait-And-See to Whoa, Nellie
Hedge fund industry trade groups on both sides of the Atlantic said they planned to carefully review the Securities and Exchange Commission's proposed hedge fund manager registration rule, but early indications are that once they do neither will much like what it sees.
SEC Round Table Includes Few Hedge Fund Manager
NEW YORK (HedgeWorld.com)--The 63 panelists announced by the Securities and Exchange Commission for the hedge fund round table next week include lawyers, regulators, pension and...
Anti-Money Laundering Roundtable
100 Women in Hedge Funds Hosts Anti-Money Launderi