Retire Abroad? Not So Fast
Clients interested in overseas retirement need education and advice about the possible pitfalls.
On Same-Sex Couples’ Money Matters, Confusion Reigns
Many same-sex married couples don’t talk about money, and many need advice on new laws, Wells Fargo says.
SEC Enforcement: Fund Manager Bilked Clients to Fund Kids’ Clothing Stores, Tavern
In other SEC actions, a judge barred an investment manager for placing false ads in magazines and newsletters.
Smaller Pieces Make a Bigger Pie
Across all stages of development, better-performing advisory firms distribute equity more broadly among their team members.
Raymond James Rolls Out High-Net-Worth Credit Line
Advisors have already made 72 of these new loans as an alternative source of liquidity in recent weeks, the company says.