New Hire Roundup: Waddell & Reed Opens New Office
Meanwhile, David Stofer, Mark Nothnagel and their team join newly launched Mariner Retirement Advisors.
New Hire Roundup: Legg Mason Names Hoops Head of Business Development
Also this week in personnel announcements, the MSRB is seeking applications for its board of directors.
SEC Names Legg Mason Exec the New Associate Director of Advisor Exams
The SEC announced on Friday that Andrew J. Bowden has been appointed an associate director to lead the National Investment Adviser/Investment Company Examination Program in the SEC’s Office of Compliance Inspections and Examinations.
Learning New Ways
How will you be able to gather net new assets? Will providing the same advisory process that -- by the way -- just lost about...
Legg Mason Buys Citigroup's Asset Management Business
Legg Mason Inc (LM) and Citigroup Inc (C) announced a $3.7 billion deal under which Citigroup will trade substantially all its asset management business for...
Legg Mason Acquires Singapore Asset Manager
Jan. 2, 2003 -- Legg Mason Inc. (LM) said it acquired the business and assets of Rothschild Asset Management (Singapore) Ltd., which manages approximately $1...
Domestic Equity Funds -- Third Quarter 2002 Review
A Longer Time Horizon