Fraudulent Families, Pt. 2: SEC Charges U.K. Twins in Pump-n-Dump Scheme
SEC alleges twin brothers, starting as 16-year-olds, ran an Internet pump-and-dump scheme in which they used ‘Marl’ the robot to manipulate penny stock prices while receiving money from the stocks’ ‘promoters.’
2011 Advisor Hall of Fame
Welcome to Research Magazine's Advisor Hall of Fame, now in its 21st year. This eagerly anticipated annual feature has become a benchmark of excellence in our industry and an example to all of the rewards that result from effort and integrity.
SEC's Schapiro: More Money Market Reforms Coming
The Securities and Exchange Commission plans to issue a proposed rule on money market funds 'in very short order,' said SEC Chairman Mary Schapiro on Monday, which would reduce the funds’ susceptibility to runs.