Advisors Move to Raymond James, Securities America, Wells Fargo
Raymond James adds a $1.6 million group from Wells Fargo; Securities America welcomes back a $2 million producer.
13 Best & Worst Broker-Dealers: Q3 Earnings, 2013
Some of the largest companies turn in unexpectedly weak results, with one BD reporting its first loss under its star CEO.
$3.2 Million Team Comes Back to Securities America
Citing "cultural differences," Wayne Maier and his team split from National Planning Corp. after six years.
Wells Adds 5 Advisors, Nearly $1B in Assets From Rivals
In addition, Securities America adds an advisor with $137 million in assets from Financial Telesis.
13 Best & Worst Broker-Dealers: Q2 Earnings, 2013
Some large organizations kept up their momentum, while smaller BDs showed both weaker than expected and surprisingly strong results.
Securities America Forms Arbor Point Venture for Hybrid Advisors
The independent broker-dealer is working with NorthStar Financial on the venture, which offers reps a choice of custodial firms.
Securities America Recruited Production Jumps More Than 300% in ’12
This includes the recent addition of two groups with a total of roughly 160 financial advisors.
Securities America Names Assistant of the Year
The independent broker-dealer picks Robin Claypool of L&M Financial Rochester, N.Y.
Securities America Adds 30 Eagle One Advisors in Second Small BD Deal in a Month
Eagle One intends to wind down operations, and most of its advisors have moved to Securities America.
Wirehouses, IBDs Post Final Recruiting Wins, Losses of 2012
Morgan Stanley, Merrill Lynch and other firms saw a number of advisors come and go at year end.