Sen. Warren Floats Bill to Stop Credit Checks by Employers
The Equal Employment for All Act would prohibit employers from requiring potential employees to disclose their credit history when applying for a job.
‘Dissident’ Candidate Elected to FINRA Board
Brian Kovack campaigned on the need to reform FINRA's arbitration process, exams and registration disclosures.
Schorsch Open to Buying More Nonpublic Companies
Bringing diverse operations together via RCAP can be a "confusing" story to tell and sell, real estate billionaire Nicholas Schorsch admits to ThinkAdvisor.
FSI Adds 250 New Members Through Girard Securities
The advocacy organization says its membership renewal rate remains high.
FSI Adds 500 New Advisor Members From Geneos, Kovack
Independent BD group adds new members through subsidies from two member firms: Geneos Wealth Management and Kovack Securities.
Father and son join NASD board
Proving that the apple doesn't fall far from the tree, Ron Kovack, founder and chairman of Miami-based broker/ dealer Kovack Securities, and his son Brian, the...
Kovack Father and Son Join NASD Group
In what may be a first for the industry, Ron Kovack and son Brian Kovack of Kovack Securities in Ft. Lauderdale, Fla., now hold NASD...