EBSA Cracks Down on Retirement Plan Advisors
Prominent retirement planning officials are warning advisors to make sure that the retirement plans they advise are compliant with Department of Labor rules, as the DOL’s regulatory arm responsible for policing these plans is cracking down.
DOL Cracks Down on Retirement Plan Advisors for Fiduciary Negligence
With a beefed up enforcement staff on tap, DOL goes after advisors to retirement plans. Crackdown is "astonishing," says Andy Larson, and should serve as a wakeup call to advisors.