What a GOP Senate Takeover Means for Dodd-Frank, CFPB, User Fees
AEI's Peter Wallison and others weigh in on what advisors can expect now that Republicans have dominated the midterms.
Morgan Stanley Recruits 5 Advisors; Merrill Adds Team
The wirehouses each add registered reps from rival firms with more than $500 million in client assets.
20 Best & Worst States for Pension Funding
Data from S&P shows the health of public retirement funds.
Saving Exploited Elders
Every day at least 1,000 elderly Americans are financially exploited or abused.
Coal: Energetic Results
Natural Resource Partners (NRP) is a master limited partnership headquartered in Houston, with its operations headquarters in Huntington, W. Va. NRP is principally engaged in the business of owning and managing mineral reserve properties. NRP primarily owns coal, aggregate, and oil & gas reserves across the United States that generate...
Most State-Registered Advisors Have Tech, Cybersecurity Policies: NASAA
Though less than 5% of small and midsize firms said they had a cybersecurity incident, two-thirds said they had cybersecurity policies in place.
9 Worst States for 401(k) Plans
While any company can design a better plan no matter the state it's in, the trends are nonetheless telling.
10 Best & Worst States for Retirement
Taxes, sunshine and health care are among Bankrate's critera for picking a good place to retire.
New Hire Roundup: Janus Capital Adds Scholes, Alankar
Also in new hires, the SEC announced that Thomas Krysa has been named associate regional director for enforcement in its Denver office.
Andy Friedman: GOP in ‘Strong Position’ to Take Senate
But the party that wins the Senate majority is “unlikely to influence greatly” the legislation that emerges from the post-election Congress, says Friedman.