SEC Swears In 2 Commissioners; FINRA Names New Governors
Kara Stein and Michael Piwowar, both former congressional staffers, are new SEC commissioners, replacing Elisse Walter and Troy Paredes.
New Hire Roundup: FINRA Names Keenan, Weddle New Board Members
This week in news hires, FINRA appoints new board members; Gene Tannenbaum was named managing director of Lincoln Financial Advisors; American Century Investments promoted Chris Krantz and Jeff Bourke.
Walt Bettinger, president and COO of Charles Schwab Corp., will succeed the company's founder and chairman, Charles Schwab, as CEO of the company, effective October...
Taking the Helm
On March 1, William McNabb became president and director of Vanguard, succeeding John Brennan. Within a year, McNabb, 50, will also take the CEO reins...
Vanguard Gets New President
Vanguard's Board has elected William McNabb as its new president and as a director effective March 1, replacing John Brennan. McNabb, 50, will also succeed Brennan as CEO within a year. Brennan, 53, who has served as Vanguard's president since 1989 and CEO since 1996, will remain chairman and stay...
Vanguard Price Cut for Big Investors
For investors with more than $100,000 at Vanguard, the news is good: reduced costs, broader services, and for the highest bracket, access to some mutual...
Clean Up Your Act, SEC Tells Fund Industry
The SEC's Paul Roye says mutual fund companies must "rekindle" the industry's reputation