Securities America Buys BD Assets From Kansas City Life
The deal with Sunset Financial Services Inc. is expected to add 268 reps and about $2.4 billion in client assets to Securities America.
Securities America to Add 60 Reps, $950M in Assets
CEO Nagengast says the firm is eager to strike more deals with smaller broker-dealers.
Securities America Forms Arbor Point Venture for Hybrid Advisors
The independent broker-dealer is working with NorthStar Financial on the venture, which offers reps a choice of custodial firms.
Securities America Adds 6 Financial Affiliates With $3.75B in Assets
The credit unions and banks include 15 financial advisors and are located in the Midwest, West and Northeast.
Securities America Recruited Production Jumps More Than 300% in ’12
This includes the recent addition of two groups with a total of roughly 160 financial advisors.
Securities America Adds 30 Eagle One Advisors in Second Small BD Deal in a Month
Eagle One intends to wind down operations, and most of its advisors have moved to Securities America.
Securities America Adds Group With 130 Reps, $1 Billion in Assets
Investors Security of Suffolk, Va., joins the Nebraska-based firm, which added an Alabama team last month.
Top 10 Independent BDs by Annual Revenue
Investment Advisor magazine’s 2012 BD Reference Guide helps sort and rank IBDs in five major categories, with AdvisorOne here highlighting 10 by annual revenue.
Securities America Has ‘Never Been Stronger’
At Securities America's national conference in Denver, Jim Nagengast, CEO and president, was optimistic about the firm's future and partnership with Ladenburg Thalmann, which acquired the broker-dealer in the fall.
Richard Lampen: The 2012 IA 25 Extended Profile
A person could be forgiven for not immediately connecting Ladenburg Thalmann to the independent space; the firm’s sea change in strategy occurred only a few years ago, after all.