New Hire Roundup: National Advisors Trust Names New CEO
This week in new hires, James Combs was named CEO of National Advisors Trust Co., and FSI elected two new board members.
FSI Names Derek Bruton, Seth Miller to Its Board
The independent BD association names replacements for Bill Dwyer of LPL and Jim Livingston of National Planning Holdings.
Johnson Named President of National Planning Corp.
John Johnson has been acting in this role for the Jackson National-affiliated independent broker-dealer since November.
Slow and Steady Wins the Reg
In 2013, FSI’s main priorities will be engaging politicians on relevant regulations and legislation, like the DOL's fiduciary rule, BDs’ independent contractor status as well as certain provisions of Dodd-Frank.
National Planning Holdings Reports Record Annual Revenue, 5% Jump in Reps
National Planning Holdings Inc., the network of independent broker-dealers that is an affiliate of Jackson National Life, announced Tuesday that in 2011 it posted a 13.5% increase in revenue to a record $788 million, with a 14% increase over the prior year in product sales to a record $16.3 billion.
National Planning Selects Erado for Social Networking Compliance
National Planning Holdings, Inc. announced Tuesday that it will work with Erado on compliance for social networking, with rollout of the new capabilities expected in the fall.
NPH Announces Slight Increase in Year-Over-Year Sales for Q1
On the heels of a strong earnings announcement from parent company Jackson National Life, National Planning Holdings, Inc. (NPH), the broker/dealer unit owned by the Michigan-based insurance company, announced mixed results on Tuesday, May 18.
Embracing retirement complexity - The new advisor imperative
By Jim Livingston During the past 12 months, advisors have been in disaster recovery mode. Most of their time has been devoted to repairing clients' portfolios...