Covering the ‘Naked’ Fiduciary in Retirement Plans
Retirement plan sponsors and advisors are getting more sophisticated about their fiduciary liability insurance needs, but the problem is far from resolved.
Key to 408(b)(2) Compliance: Support, Solid Procedures
The regulatory reform advisors are facing is “nothing less than stunning,” Amy Glynn, president of Pension Resource Institute told attendees at the Center for Due Diligence’s 2011 conference.
EBSA Extends 408(b)(2) Compliance Deadline to April 2012
DOL's Employee Benefits Security Administration (EBSA) announced Wednesday that it was extending the interim final rule deadline on its plan level fee disclosure rule, 408(b)(2), to April 1, 2012.
Retirement advice faces magnified regulator scrutiny
Attorneys tell Dow Jones Newswires that regulators appear to be cranking up enforcement where it concerns retirement investment advice. According to a Tuesday report by the...