Janney Nabs Morgan Stanley Team in Delaware
The advisors join with about $195 million in assets and $1.5 million in yearly fees and commissions.
Recruiting Roundup: FAs Join Morgan Stanley, Depart for Baird
Meanwhile, Janney grabs advisors from Merrill Lynch and UBS.
Metals in Motion
Baird Grabs 7 Reps With $970M as Janney Adds New Manager
The new Baird reps join from Morgan Stanley, Citi and other firms.
Janney Adds Morgan Stanley Team, Stifel Exec in Southeast
Four advisors move from a wirehouse to a regional firm with about $220 million in assets.
Recruiting Activity Gathering Steam As FAs Embrace Wide Range of Options
Many brokers continued to move between the wirehouses in the late summer and early fall.
Janney Grabs UBS Rep, Recruits 25 Advisors Year-to-Date
The firm could finish the year with some 750 employee advisors, Private Client Group President Jerry Lombard said.
Morgan Stanley Loses Manager, Reps to Janney and Wells Fargo
As Morgan Stanley continues to cut costs and find other ways to boost results, its rivals are picking up departing branch managers and advisors.
Raymond James Loses a $200M Rep, but Keeps 90% of MK Advisors
One recruiter says he is quite "surprised" at the retention level given the competitive compensation environment. Private Client Group President Tash Elwyn was upbeat about the firm's retention efforts.
SEC, FINRA, DOL Enforcement Roundup: Investment Advice From the Heavens
Recent enforcement actions included an astrology-based Ponzi scheme, along with fines for Morgan Keegan, Edward Jones and Janney Montgomery Scott.