5 Creative Ways to Find Retirement Clients
Here's how five financial advisors are using powerful prospecting techniques to gain trust, visibility and, ultimately, new business.
SEC Swears In 2 Commissioners; FINRA Names New Governors
Kara Stein and Michael Piwowar, both former congressional staffers, are new SEC commissioners, replacing Elisse Walter and Troy Paredes.
The Reinvented Advisor
John Ludwig Owner, LHDretirement; Indianapolis FUN FACT: As a sophomore at Iowa State University, where he majored in agriculture business finance, Ludwig moonlighted as a registered rep...
More Social-Issue Shareholder Resolutions
The Social Investment Forum (SIF) reported May 30 that investors are filing a record number of social and environmental shareholder resolutions this year, led by resolutions on climate change, increased disclosure of political contributions and trade and association ties, and enhanced sustainability reporting, citing data from Institutional Shareholder Services (ISS).