SEC Fiduciary Rule ‘Major Focus’
Securities and Exchange Commission Chairwoman Mary Jo White said in early October that developing a fiduciary duty rule for brokers remains a “major focus of our efforts.”
SEC’s White: Fiduciary Rule Remains ‘Major Focus’
White’s comment comes as SEC investor advisory subcommittee attempts to "shape the form" of fiduciary rulemaking.
SEC Investor Committee Issues Fiduciary Plan
The Investor Advisory Committee hopes that "we can help to shape the form that commission rulemaking takes," says Barbara Roper.