New Hire Roundup: U.S. Bank Adds Felchle, Ernst
This week in new hires, Steve Felchle and Jason Ernst joined U.S. Bancorp Investments, and David Skaggs went to the Private Client Reserve.
Best Full-Service Investment Firms Ranked by Investors: J.D. Power—2013
The satisfaction scores of some BDs is “lower than might be expected based on reported performance alone,” according to J.D. Power.
FA Satisfaction as Measured by J. D. Power
Satisfaction among independent advisors made a nice improvement over the past year, while that of employee advisors declined slightly, according to the latest J.D. Power and Associates 2013 U.S. Financial Advisor Satisfaction Study.
SEC, DOL Must Collaborate on ‘Overlapping’ IRA Fiduciary Standards: Attorney Mason
The failure of the SEC and DOL to collaborate on their “overlapping” fiduciary rules on IRA advice will render the SEC’s current cost-benefit analysis worthless, says Kent Mason of Davis & Harman.
Best Investment Firms Ranked by Advisors: J.D. Power 2013 Satisfaction Survey
Over the past 12 months, only one of the four wirehouses showed a significant drop in advisor satisfaction.
Focus Financial Adds $1B RIA
Portfolio Strategy Group joins the partnership with five advisors.
Charitable Giving Linked to Higher Stocks, Not Lower Taxes
The stock market has risen 5% year to date, and that helps philanthropic giving more than fears over ending the charitable deduction hurt it, the U.S. Trust wealth strategies advisor Ramsay Slugg told AdvisorOne.
LPL Adds $8.2 Billion Credit Union to Platform
LPL, the independent broker-dealer, says it now has over 685 banks and credit unions as clients.
To Succeed, Get Your Service Mix Right, Advisor
In building an investment advisory business, providing the right mix of services, and focusing on how they are delivered, is critical for practice success.
The Top Wealth Managers 2012 Profiles: No. 5—Central Registered Investment Advisors
At No. 5 on the list of Top Wealth Managers: Central Registered Investment Advisors, providing a level of comfort for its client base.